CIPP/US Study Guide
Chapter 4: Information Management and Privacy Risk Management

Data Accountability - Controllers, Processors, and Encryption

Accountability questions cover where/how/how long data is stored, sensitivity, encryption, cross-border transfer, and who sets the rules. A controller determines purposes and means; a processor processes on the controller's behalf - mirrored by HIPAA's business associate and GLBA's service provider.

Privacy professionals address accountability through a set of due-diligence questions, including where/how/how long data is stored, how sensitive it is, whether to encrypt it, whether it will cross borders, who sets the rules, how it is processed, and whether its use depends on other systems.

  • Limited retention reduces breach risk - no breach occurs once data is removed; some laws require deletion after a period or when the collection purpose ends
  • The data owner assigns sensitivity/classification (confidential, proprietary, sensitive, restricted, public)
  • Under many breach laws, no notice is required if lost PI is sufficiently encrypted; HTTPS reflects widespread encryption in transit

On who sets the rules, U.S. professionals increasingly use GDPR terms: a controller determines the purposes and means of processing, and a processor processes on the controller's behalf. U.S. analogues for processor include the HIPAA business associate and the GLBA service provider. A storing company (processor) typically must sign a contract to meet the controller's privacy guarantees.

Encryption and breach notice

Under many breach-notification laws, no notice is required if the lost PI is sufficiently encrypted or otherwise effectively protected. This has driven wider use of encryption for stored data and in transit.

Key terms - quick answers

What is “Controller”?
An entity that determines the purposes and means of the processing of personal data (GDPR term increasingly used in the U.S.).
What is “Processor”?
An entity that processes personal data on behalf of the controller.
What is “Business associate”?
HIPAA term analogous to a processor - an entity handling PHI on a covered entity's behalf.
What is “Service provider”?
GLBA term analogous to a processor for handling financial information on an institution's behalf.